Guides
Practical explainers for compliance officers, risk managers, internal auditors and MLROs in Zambia.
- What is AML/CFT compliance in Zambia?AML/CFT compliance in Zambia: the FIC Act and related laws, who counts as a reporting entity, and the duties of due diligence, records, monitoring and reports.
- How sanctions screening worksHow sanctions screening works: the lists checked, fuzzy and transliterated matching, clearing false positives, rescreening, and keeping evidence of each review.
- Suspicious transaction reports and goAML in ZambiaWhat a suspicious transaction report is, how an alert becomes a case and then an STR, and how reporting entities file with Zambia's FIC through goAML.
- KYC and customer due diligence explainedKYC verifies who a customer is; customer due diligence adds purpose, beneficial ownership, PEP checks, risk rating and periodic review. A guide for Zambia.
- Enterprise risk management frameworks: ISO 31000 and COSOISO 31000 and COSO ERM are the frameworks most risk registers follow. What each says and how register, appetite, inherent and residual risk and treatment fit.
- RCSA and KRIs explainedRisk and control self-assessment tests whether controls work; key risk indicators warn when risk rises. How a cycle runs, what evidence is, and incident links.
See ERMAML on your own data
Request a demo with Ontech Solutions in Lusaka and see sanctions screening, KYC, transaction monitoring, goAML reporting and the risk register working together in one platform.