Regulatory Compliance
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Overall Compliance
Across all frameworks
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Active Regulations
Monitored frameworks
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Compliance Gaps
Requiring attention
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Upcoming Deadlines
Within 30 days

Data Protection Act No. 3 of 2021

Personal data protection and privacy regulations (Regulated by: Data Protection Commission)

Compliance Score 78%
Requirements 45
Controls Mapped 35
Gaps 10
Key Requirements
Requirement Status Control Evidence Actions
Data Subject Consent Management Compliant Consent Management System 3 documents
Data Breach Notification (72 hours) Partial Incident Response Plan 2 documents
Data Protection Impact Assessment Non-Compliant Not Mapped None
Data Subject Rights Management Compliant Rights Management Portal 5 documents
Cross-Border Data Transfer Controls Partial Transfer Agreements 1 document

Bank of Zambia (BOZ) Regulations

Financial sector regulations and prudential requirements

Compliance Score 92%
Requirements 68
Controls Mapped 63
Gaps 5
Key Requirements
Requirement Status Control Evidence Actions
Capital Adequacy Requirements Compliant Capital Management Framework 4 documents
Liquidity Risk Management Compliant Liquidity Management System 6 documents
AML/CFT Compliance Compliant AML Monitoring System 8 documents
Regulatory Reporting Partial Reporting Framework 3 documents

Insurance Act 1997 (as amended 2005)

Insurance regulation and PIA-aligned compliance requirements

Compliance Score 98%
Requirements 82
Controls Mapped 80
Gaps 2
Key Requirements
Requirement Status Control Evidence Actions
Member Registration Process Compliant Registration Management System 7 documents
Contribution Collection & Recording Compliant Contribution Management System 10 documents
Benefits Administration Compliant Benefits Processing System 12 documents
Investment Management Guidelines Compliant Investment Policy Framework 8 documents
Actuarial Valuation Requirements Partial Actuarial Framework 4 documents

Employment Act of Zambia

Labor law compliance and employee rights protection

Compliance Score 85%
Requirements 54
Controls Mapped 46
Gaps 8
Key Requirements
Requirement Status Control Evidence Actions
Employment Contracts Compliant HR Management System 5 documents
Working Hours & Overtime Compliant Time & Attendance System 3 documents
Leave Entitlements Partial Leave Management System 2 documents
Termination Procedures Compliant HR Policies & Procedures 4 documents

Competition and Consumer Protection Commission (CCPC)

Competition law and consumer protection compliance

Compliance Score 88%
Requirements 36
Controls Mapped 32
Gaps 4
Key Requirements
Requirement Status Control Evidence Actions
Fair Competition Practices Compliant Competition Compliance Policy 3 documents
Consumer Rights Protection Compliant Customer Service Framework 5 documents
Merger & Acquisition Compliance Partial M&A Guidelines 2 documents

Anti-Corruption Commission Act

Anti-corruption and integrity compliance requirements

Compliance Score 95%
Requirements 28
Controls Mapped 27
Gaps 1
Key Requirements
Requirement Status Control Evidence Actions
Anti-Corruption Policy Compliant Ethics & Integrity Framework 6 documents
Whistleblower Protection Compliant Whistleblower System 4 documents
Conflict of Interest Management Compliant COI Declaration System 5 documents
Gift & Entertainment Policy Partial Gift Register 2 documents

Regulatory Compliance Overview

Compliance Status by Framework
Upcoming Deadlines
Data Protection Act Annual Report
Due: Aug 31, 2025
BOZ Quarterly Filing
Due: Sep 15, 2025
Insurance Benefits Audit
Due: Sep 30, 2025
Recent Regulatory Updates